SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
SCHNITZER DOUGLAS W

(Last) (First) (Middle)
11 GREENWAY PLAZA, SUITE 3100

(Street)
HOUSTON TX 77046

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2020
3. Issuer Name and Ticker or Trading Symbol
CONTANGO OIL & GAS CO [ MCF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 26,381,270 I See Footnote(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported securities include 9,051,000 shares of common stock, par value $0.04 per share (the "Common Stock") of Contango Oil & Gas Company (the "Company") directly owned by DWS Growth Capital LP ("DWSGC"), 9,838,710 shares of Common Stock directly owned by Avondale Growth Capital LP ("AGC"), 3,000,000 shares of Common Stock directly owned by DWS Capital LP ("DWS Capital"), 2,091,560 shares of Common Stock directly owned by JWS Investment Partnership LP ("JWSIP"), 400,000 shares of Common Stock directly owned by No.4 LP ("No. 4") and 2,000,000 shares of Common Stock directly owned by MD Opportunities LP ("MDO"). DS Investments GP LLC is the general partner of DWSGC, DWS Capital, No. 4 and MDO. KLS GP LLC is the general partner of AGC. Schnitzer WRI GP LLC is the general partner of JWSIP. Ken L. Schnitzer, Jr. is the Manager of KLS GP LLC. Douglas W. Schnitzer is the Manager of DS Investments GP LLC and Schnitzer WRI GP LLC.
2. As a result of the relationships described herein, the Reporting Persons may be deemed a "group" for purposes of the Securities Exchange Act of 1934 and expressly disclaim status as a "group" for purposes hereof.
Remarks:
Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose. This Form 3 relates to the same securities disclosed in the Form 3 filed by the other Reporting Persons on December 11, 2020 (the "Original Form 3"). This Form 3 is being filed solely to add the Reporting Person as an additional Reporting Person for purposes of the securities disclosed in the Original Form 3.
/s/ Douglas W. Schnitzer 12/18/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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